Finance & Legal Jobs at Finalis
Finalis has 3 open finance and legal roles, 3 of them remote.
About Finalis
Finalis provides a platform for compliance, network, and deal intelligence for independent investment bankers, placement agents, and dealmakers. It offers registered broker-dealer services, regulatory expertise, technology infrastructure, and deal support, enabling securities brokerages to operate legally and compliantly.
The open roles
- Quality & Risk Manager: remote, USD 90k to 120k, posted 1 September 2026.
- Investment Banking Compliance Analyst: remote, USD 65k to 90k, posted 31 August 2026.
- Broker-Dealer Compliance Analyst: remote, USD 65k to 90k, posted 31 August 2026.
Also hiring at Finalis
Its roles are in remote (3) and San Francisco, CA, US (3).
What finance and legal work involves at an early-stage startup
You build the books, the contracts and the controls rather than inherit them. Founders ask you about runway, a customer agreement and a new country's rules in the same afternoon. At a large company each of those sits with a different specialist team.
Questions people ask
Can these roles be done remotely?
3 of the 3 open finance and legal roles at Finalis are remote.